Financial Institutions

A surprising range of services from
the right size firm

Our Financial Institutions Team focuses on services tailored to the needs of the financial industry. Our clients include banks, credit unions, and mortgage lenders. Jones & Roth is an interesting blend of 60 plus years of successful client service along with a youthful curiosity and excitement about the future. The size of our firm is an ideal balance. We are large enough to provide a surprising range of traditional and specialized services yet small enough to know you, your needs and your goals.

Our service areas:

• Regulatory examinations
• Assistance with Bank Security Act issues
• Office of Foreign Asset Control compliance
• Internal controls and fraud control reviews
• Financial audits
• Tax compliance and planning
• SEC registration preparation
• Loan reviews
• Loan risk rating systems
• Internal loan review systems
• Loan officer and director training
• Collateral monitoring
• Fraud risk and investigations
• IT and MIS examinations
• Business valuations
• Employee benefit plan audits and administration

The regulatory climate, new products, and technology are just some of the challenges facing the financial services industry. We love challenges!